Lead Training Services

Corporate Governance System and the Role of Compliance

Starting: 15th July 2019

Dates: 15th and 22nd July 2019
Time: 17:30 till 20:45
ECTS credits: 1
Trainer: James Grech, Dr Rakele Cini

Learning Outcomes:

At the end of the module/unit the learner will be able to:

  • Advise on the role of the compliance officer as part of the internal governance;
  • Carry out the duties that are required for a compliance officer in financial services and in line with the expectations of the MFSA
  • Understand the importance of good corporate governance and the role of the directors in particular non-executive directives and executive directors
  • Gain awareness of the internal governance system and the role of the internal auditor, risk officer and the compliance officer as part of this system
  • Understand the compliance officer’s roles and responsibilities
  • Describe the methodologies for managing and mitigating compliance risk
  • Understand what is meant by hand-on compliance tasks
  • Apply the knowledge gained in the module as part of his/her day-to-day compliance functions
  • Implement effective compliance duties
  • Manage compliance risk

Venue

Tower Training Centre
Lower Ground Floor, Tower Business Centre, Tower Street, Swatar, Malta. (view map)

(Free parking available at level minus 5)

Trainers

Frequently Asked Questions

Who We Are

We are a team of specialists passionate about our work and with a common ambition to share learning experiences with people in the business community and civil society.

Under the brand name LEAD Training Services, our team has attracted an impressive pool of professional trainers from different areas of business and different geographical locations.

This makes us the only professional training organisation in Malta that can offer cutting edge training programmes across a broad spectrum of topics. We do not believe in one-size-fits-all training programmes and in line with our belief we customise our programmes to our individual customer’s needs.

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Our LatestNews

Posted on: Monday, February 25th, 2019

On the 7th February 2019, LEAD Training Services organised its annual award ceremony. This annual event was held at the Xara Lodge in Rabat.

A total of 343 students who successfully completed an accredited CPD Award course during the year 2018 were invited for this ceremony in order to be officially presented with the CPD Award Certificate.

…read more »