Lead Training Services

Compliance in Financial Services & MLRO Professional Certificate

MQF Level 5 CPD Award
Starting: 9th February 2022

The Compliance in Financial Services and MLRO Professional Certificate is designed to assist participants to attain knowledge in financial services regulations and the roles and responsibilities of compliance officers and MLROs within the financial services industry.

Accreditation and MQF level

NCFHE Logo - Lead Training Services MaltaA CPD Award accredited with 4 ECTS credits (MQF Level 5) by the Malta Further & Higher Education Authority (MFHEA) in Financial Services & MLRO will be presented to delegates who obtain a minimum pass in the relative assignment.

Course Duration and Examination Date

This course is made up of 8 evening sessions.

Entry requirements

The entry requirements for this course are a minimum of 2 A Levels or equivalent MQF Level 4 qualifications OR minimum of 3 years working within business administration as compliance officer.

Course Delivery Mode – Live Webinars

This course will be delivered via live online webinars.  The course trainers will be visible on screen via a professional webinar platform through which students can follow the trainer presenting live whilst also using a powerpoint presentation and sharing other resources as necessary.  Students will be able to interact with the trainer by sending questions or comments through the same webinar platform.  Our student support team will assist all students with simple instructions on how to access the webinar online.  A support line will also be made available to communicate with a student support officer in case of technical difficulties encountered during the live webinar.

Trainers will also dedicate very regular Q & A times during the webinar to ensure all students can have the chance to ask questions and reach the intended learning objectives.  The email and contact details of the trainer will also be made available in case students would wish to get in touch with the trainer throughout the course period. Online recordings or videos of the webinars are not available for this course.

Short 10 minute breaks will be given during the webinar.

Course Dates

Modules Dates Time
Module 1 : The Regulatory Framework within Financial Services 09/02, 16/02 17:30 – 20:30
Module 2 : The High Level Regulatory Requirements 23/02, 10/03 17:30 – 20:30
Module 3 : Sectoral Requirements & Regulations 15/03, 22/03 17:30 – 20:30
Module 4 : Corporate Governance System & the Role of Governance 29/03, 05/04 17:30 – 20:30

Please note that as per terms and conditions, LEAD Training Services reserves the right to alter course dates, times and venue in exceptional circumstances beyond its control.

Course Outline

Trainers

Course Funding Options

For Individuals

  • GET QUALIFIED SCHEME
    Candidates can benefit from a 70% rebate of the course fee via tax credit. Get Qualified is an initiative that supports the personal development of individuals for the achievement of qualifications and certifications required by industry.

    Learn more about this scheme »
  • TRAINING PAYS SCHEME (TPS)
    Eligible candidates satisyfing a list of criteria can benefit from a 75% rebate on direct training cost.

    Learn more about this scheme »

Frequently Asked Questions

Who We Are

We are a team of specialists passionate about our work and with a common ambition to share learning experiences with people in the business community and civil society.

Under the brand name LEAD Training Services, our team has attracted an impressive pool of professional trainers from different areas of business.

This makes us the only professional training organisation in Malta that can offer cutting edge training programmes across a broad spectrum of topics. We do not believe in one-size-fits-all training programmes and in line with our belief we customise our programmes to our individual customer’s needs.

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Our LatestNews

Posted on: Monday, March 23rd, 2020

Due to the COVID-19 Social Distancing Government Directive, LEAD Training Services will be offering the upcoming Spring/Summer 2020 courses online. Instead of traditional face to face classroom lectures, all sessions will be delivered through online live webinars.

LEAD has in the past days developing a professional state of the art online training platform to continue deliver high quality accredited courses even during these upcoming months. We believe that education and professional development cannot halt but to the contrary we believe professionals should turn this temporary crisis as an opportunity to up-skill their skills and competencies by one of our accredited courses. …read more »