Lead Training Services

Corporate Governance System and the Role of Compliance

Starting: 26th October 2022

Modules Dates Time
Corporate Governance System & the Role of Compliance 26/10, 02/11 17:30 – 20:30

Trainer: James Grech, Dr Rakele Cini

Learning Outcomes:

At the end of the module/unit the learner will be able to:

  • Advise on the role of the compliance officer as part of the internal governance;
  • Carry out the duties that are required for a compliance officer in financial services and in line with the expectations of the MFSA
  • Understand the importance of good corporate governance and the role of the directors in particular non-executive directives and executive directors
  • Gain awareness of the internal governance system and the role of the internal auditor, risk officer and the compliance officer as part of this system
  • Understand the compliance officer’s roles and responsibilities
  • Describe the methodologies for managing and mitigating compliance risk
  • Understand what is meant by hand-on compliance tasks
  • Apply the knowledge gained in the module as part of his/her day-to-day compliance functions
  • Implement effective compliance duties
  • Manage compliance risk

Course Delivery Mode – Live Webinars

This course will be delivered via live online webinars.  The course trainers will be visible on screen via a professional webinar platform through which students can follow the trainer presenting live whilst also using a powerpoint presentation and sharing other resources as necessary.  Students will be able to interact with the trainer by sending questions or comments through the same webinar platform.  Our student support team will assist all students with simple instructions on how to access the webinar online.  A support line will also be made available to communicate with a student support officer in case of technical difficulties encountered during the live webinar.

All webinars will also be recorded and uploaded on the student online resources portal for future reference during home study.  Trainers will also dedicate very regular Q & A times during the webinar to ensure all students can have the chance to ask questions and reach the intended learning objectives.  The email and contact details of the trainer will also be made available in case students would wish to get in touch with the trainer throughout the course period.

Trainers

Please note:
This is a singular module which forms part of a larger qualification course.

Click here to view or register for the full course which this module is part of.

Who We Are

We are a team of specialists passionate about our work and with a common ambition to share learning experiences with people in the business community and civil society.

Under the brand name LEAD Training Services, our team has attracted an impressive pool of professional trainers from different areas of business.

This makes us the only professional training organisation in Malta that can offer cutting edge training programmes across a broad spectrum of topics. We do not believe in one-size-fits-all training programmes and in line with our belief we customise our programmes to our individual customer’s needs.

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Our LatestNews

Posted on: Thursday, March 17th, 2022

Here are 11 reasons why you should enroll in LEAD Training Services’ Corporate Series courses:

1.     They are accredited courses. Our Corporate Series courses are fully accredited by the MFHEA, at MQF Level 5, 2 ECTS. This means that the courses have employment and academic value. So our courses will help you to get the very best out of your investment and time.

2.     They are short courses. Sometimes, the best way to learn, is by getting to the gist of it. These courses are 7 to 10 hours long but well informative, split over 3 mornings, in order to give you enough time to balance your work schedule, while investing in your continuous professional development.

…read more »