Trainer: Dr Rakele Cini

Learning Outcomes:

At the end of the module/unit the learner will be able to:

• Advise on high level regulations
• Prepare policies and procedures on anti-money laundering and financial markets abuse
• Identify scenarios of conflicts of interest and manage such situations effectively
• Understanding of the financial markets abuse requirements
• Appreciate the importance of the management of conflicts of interest and prepare policies and procedures in this respect
• Appreciate the requirements for ‘fitness and properness’ of key individuals and the process by the MFSA in terms of regulations
• Appreciate the importance of promoting a good compliance culture and the methodologies for achieving this objective
• Prepare policies and procedures as required in terms of the anti-money laundering and counter funding of terrorism regulations and financial markets abuse
• Apply proper compliance as the integral part of the Company’s culture
  • The Local Set-up
  • Company Law and Registry of Companies
  • Role of Directors
  • Role of Company Secretary
  • The MLRO
  • MFSA Codes of Conduct

Course Delivery Mode – Live Webinars

This course will be delivered via live online webinars.  The course trainers will be visible on screen via a professional webinar platform through which students can follow the trainer presenting live whilst also using a powerpoint presentation and sharing other resources as necessary.  Students will be able to interact with the trainer by sending questions or comments through the same webinar platform.  Our student support team will assist all students with simple instructions on how to access the webinar online.  A support line will also be made available to communicate with a student support officer in case of technical difficulties encountered during the live webinar.

All webinars will also be recorded and uploaded on the student online resources portal for future reference during home study.  Trainers will also dedicate very regular Q & A times during the webinar to ensure all students can have the chance to ask questions and reach the intended learning objectives.  The email and contact details of the trainer will also be made available in case students would wish to get in touch with the trainer throughout the course period.

Trainers

Dr. Rakele Cini

Dr Rakele Cini is an independent legal consultant with many years of experience in AML/CFT, regulatory and compliance advisory. She primarily advises local & international firms / practitioners operating within the regulated industries on matters relating to the prevention of money laundering & funding of terrorism, due diligence, risk management, good governance, and other compliance areas. She is invited to lecture regularly by private institutions and regulatory bodies on these topics. She was previously head of Risk & Compliance at BDO Malta and, prior to that, formed part of the practice protection group at Deloitte Malta for numerous years.